Corporate Governance – Gap Assessment

Scope of work

A multinational financial institution entrusted us to conduct an gap assessment on their corporate governance framework to ensure overall robustness and compliance with regulatory requirements. The project scope included:

• Review/updating of complete corporate governance framework
• Organization structure
• Delegation of authority matrix
• Policy and process flows

Outcome

• Ensure compliance with regulatory requirements.
• Addressing key governance gaps for smooth and efficient functioning.

Value proposition

• Delegation of authority was updated in line with industry best practices and regulatory requirements.
• Identified multiple process improvement opportunities where the overall risk associated with the process could be reduced.